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The information in this Directory is made available to you and other investors by Charles Schwab & Co., Inc. ("Schwab") as a convenience. Inclusion in the Directory does not constitute a recommendation, endorsement or sponsorship of the RIA by Schwab. Each RIA in the Directory is responsible for the content of its own listing, has voluntarily agreed to be included, and does not pay to or receive from Schwab any compensation relating to their listing. The Directory includes some, but not all, of the RIAs that have an agreement with Schwab to provide custody, trading and other support services relating to RIA client accounts that are maintained at Schwab. In order to be listed in the Directory, RIAs must be registered with the SEC or state securities regulators, have had some client assets with Schwab for at least 1 year, and have $35MM in regulatory assets under management as of their last Form ADV registration filing with the SEC or one or more states. The Directory is not all-inclusive and there may be other RIA firms in your area.

By clicking "I Agree" below, you agree that you:
  • Understand the purpose and limitations of the Directory.
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Firms listed are provided as a convenience and are not a specific recommendation of any firm in the directory. Be sure to identify your own investment goals and perform your own research to help you decide whether a specific firm is right for you.

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Rene N.
Independent advisor since 2012

Firms listed are provided as a convenience and are not a specific recommendation of any firm in the directory. Be sure to identify your own investment goals and perform your own research to help you decide whether a specific firm is right for you.

Firms listed are provided as a convenience and are not a specific recommendation of any firm in the directory. Be sure to identify your own investment goals and perform your own research to help you decide whether a specific firm is right for you.

Helpful Resources

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More Ways to Find An Advisor Near You

  • Certified Financial Planner: Let’s Make a Plan
  • National Association of Personal Financial Advisors
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Helpful Resources

  • Working with Brokers and Investment Advisors
  • Investment Advisor Association: How to select an advisor

How do I choose the right advisor?
Download PDF >

More Ways to Find An Advisor Near You

  • Certified Financial Planner: Let’s Make a Plan
  • National Association of Personal Financial Advisors
  • Financial Planning Association
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